On-Demand Webinar

How to Report Audit and Compliance Issues using Data Analytics

Hear from Ross Gloudeman, former Compliance Executive with a $1 Billion Financial Services firm, on how he summarized hundreds of open audit and compliance issues that had been identified by internal staff and also external regulators and recorded in an end-user database with only limited validation checks. With Tableau partner, Visual Risk IQ LLC, Ross and his team identified data quality and data governance issues and remediated the data so that more accurate reporting could occur. View this session and you’ll walk away with:

  • Data quality and data validation techniques that quickly identify invalid or inaccurate information in end-user databases.
  • Techniques to organize, summarize, and visually represent audit and compliance issues in a simple yet elegant way. These techniques apply regardless of the issue type, and are therefore relevant to Internal Audit, Compliance, IT Risk, Information Security, and other Line of Defense functions.
  • Identify patterns across Issues data that help identify and remediate root cause.

Learn more about our Internal Audit and Compliance with Data Analytics webinar series.

About the speaker

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Ross Gloudeman

Compliance Executive

Ross Gloudeman brings ten years of experience building risk and compliance management systems in the Financial Services sector. Mr. Gloudeman is adept at risk assessment and measurement with a focus on creating risk reduction and efficiency opportunities through use of performance visualization to monitor company performance and health.

He most recently served as Senior Vice President, Executive Risk and Compliance Officer for Walter Investment Management Corp. where he was responsible for the implementation of the risk management framework and development of a single point metrics application for a broad range of functions, including operations, risk management, litigation, consumer complaints and compliance.

Prior to his role at Walter Investment Management, Mr. Gloudeman worked for Lender Processing Services and Black Knight Financial Services. He served as Chief Compliance and Regulatory Counsel at Black Knight Financial Services where he was responsible for domestic and international compliance and ethics, examinations, regulatory compliance and data privacy. He has also served in transactional and legal counsel roles, including as Chief Division Counsel for Black Knight’s mortgage default technology products and Division Counsel for Lender Processing Services’ default related companies.

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